Results for "regulatory filings"

Investing

SEC Form ATS-N: Alternative Trading System Disclosure — Engineer's Guide 2026

Building FinanceTrackDaily on the SEC EDGAR API, one of the most underappreciated filings I keep running into is Form ATS-N. Most retail investors have never he...

Investing

SEC Form CRS Explained (2026): An Engineer's Guide to the Customer Relationship Summary

This article is for informational and educational purposes only and is not financial, investment, legal, or tax advice. It is also not a recommendation to engag...